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Learn how the Financial Industry Regulatory Authority (FINRA) ensures a fair market with regulations, essential tools and resources for investors and pros.
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The Financial Industry Regulatory Authority is a private American corporation that acts as a self-regulatory organization that regulates member brokerage firms and exchange markets. Wikipedia
Headquarters: Washington, D.C.
Founded: July 30, 2007
President: Robert W. Cook
Budget: US$1.4 billion (2023)
Employees: 4,200 (2023)
Predecessor: National Association of Securities Dealers (1939–2007)
Subsidiaries: Finra Cat, LLC and NASD Regulation, Inc.
The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates ...
FINRA locations
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The Financial Industry Regulatory Authority (FINRA) is a nongovernmental organization that writes and enforces rules for brokers and broker-dealers.
Research allows us to understand and improve money decisions. The FINRA Foundation connects those who create new knowledge with those who use it.
FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ...