The Financial Industry Regulatory Authority is a private American corporation that acts as a self-regulatory organization that regulates member brokerage firms and exchange markets. Wikipedia
Subsidiaries: Finra Cat, LLC and NASD Regulation, Inc.
Headquarters: Washington, D.C.
Founded: July 30, 2007
Budget: US$1.4 billion (2023)
Employees: 4,200 (2023)
Predecessor: National Association of Securities Dealers (1939–2007)